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AAIA Exam Lab Questions & 100% AAIA Correct Answers
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ISACA Advanced in AI Audit Sample Questions (Q109-Q114):
NEW QUESTION # 109
An IS auditor is interviewing management about implemented controls around machine learning (ML) models deployed in the production environment. Which of the following schedules for reviewing the performance of a deployed model would be of GREATEST concern to the auditor?
- A. On an annual recurring basis
- B. One time prior to migrating to production
- C. After functionality changes
- D. After changes to hardware and software platforms
Answer: B
NEW QUESTION # 110
An organization is training a skin cancer recognition model. Photographs collected from which of the following sources would present the GREATEST risk associated with data integrity?
- A. Open-source data augmentation files
- B. Research facility receiving grants for cancer research
- C. Social media platform with images from all over the world
- D. Cohort of dermatologists with signed patient consent forms
Answer: C
Explanation:
Images fromsocial media platforms(C) pose the greatest risk todata integritybecause:
* Images may be heavily filtered or edited
* Lighting, scale, and resolution are inconsistent
* Metadata is unreliable
* Medical diagnosis labels (if any) are unverified
* Context is unknown and may include misinformation
* Sources cannot be validated or authenticated
AAIA stresses that medical AI systems requirehigh-quality, clinically validated datasetswith clear provenance, accuracy, and consent.
Research facilities (A) and dermatologist cohorts (D) provide medically reliable, high-integrity data.
Open-source augmentation files (B) are synthetic and secondary, but still safer than uncontrolled, unlabeled social media images.
References:
AAIA Domain 2: Data Quality, Provenance, Accuracy, and Label Integrity
AAIA Domain 1: Risk Identification in High-Impact AI Systems
NEW QUESTION # 111
An IS auditor is auditing an organization's data governance framework. The primary objective is to provide assurance that data management practices are standardized to support a trustworthy AI system. Which of the following should be the auditor's MOST important consideration?
- A. Portability of data
- B. Data practices for training models
- C. Retention of stored data
- D. Accountability for data management
Answer: D
Explanation:
Accountability for data management (option D) is the most crucial consideration. The AAIA™ Study Guide emphasizes that "clear roles, responsibilities, and ownership for data management activities are central to trustworthy AI systems, as they ensure compliance, traceability, and the consistent application of policies and controls." Retention, portability, and data training practices are important, but accountability is foundational for the enforcement and monitoring of all other governance practices.
Reference:ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "Accountability in Data Governance for AI"
NEW QUESTION # 112
When auditing a research agency's use of generative AI models for analyzing scientific data, which of the following is MOST critical to evaluate in order to prevent hallucinatory results and ensure the accuracy of outputs?
- A. The effectiveness of data anonymization processes that help preserve data quality
- B. The frequency of data audits verifying the integrity and accuracy of inputs
- C. The measures in place to ensure the appropriateness and relevance of input data for generative AI models
- D. The algorithms for generative AI models designed to detect and correct data bias before processing
Answer: C
NEW QUESTION # 113
While evaluating a complex machine learning (ML) model used for regulatory compliance in a financial institution, which of the following should the IS auditor do to BEST ensure transparency?
- A. Document sources and data processes.
- B. Use tools that explain model decisions.
- C. Create dashboards to show outputs.
- D. Provide periodic model audit reports.
Answer: B
Explanation:
Transparency in AI, especially in regulated sectors like finance, is best achieved by using explainability tools that interpret the internal workings and outputs of complex ML models. The AAIA™ Study Guide highlights model explainability as essential for both auditors and regulators to understand why certain decisions are made.
"Explainability tools allow auditors to trace predictions back to input features, helping verify fairness, logic, and compliance. These tools support transparency and trustworthiness in black-box models." While documentation (A) and reporting (C) are part of governance, D directly supports decision-level clarity.
Dashboards (B) show results, not rationale.
Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "AI in Audit Processes," Subsection: "Model Explainability and Regulatory Assurance"
NEW QUESTION # 114
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